Responsibility and Functions of CECO, Chief Ethics & Compliance Officer
There are various responsibilities and duties which the CECO, Chief Ethics and Compliance Officer have to perform in the company, and some of them are as follows:
Maintaining the ethical work environment as per the knowledge of significant ethics codes, professional ethics codes, and moral clashes solving tactics.
Strengthening the legal work environment as per the guidelines of legal entities, law policies established by state and central government for the industry.
Need to build, implement, and uphold the compliance program, reviewing, and updating the norms.
Build and set standard norms as per the law and regulations of the nation.
Maintain the established standard norms or codes of conduct, and review the implemented norms.
Needs to train the newly recruited employees for the two aspects that are ethical and legal compliance of the company. The employees need proper training in the legal aspects and compliances of the company. This involves introducing the legal rules and their aspects to the employees. This training ensures that the newly recruited employee properly fits into the company’s structure and ethical norms. Now, the employee also needs to know about business ethics and work according to the standard ethical norms.
CECO needs to establish the standards norms as reporting channels for employees for better knowledge.
Needs to analyze and monitor the compliance policies regulation periodically.
Needs to coordinate with the management and investigate to solve the legal issues of the company.
Maintain and control the effective legal programs that are compliance program.
CECO supervises the investigation of legal or compliance issues with the company’s human resources and management.
Needs to tackle issues and violations of compliance and ethics accurately and effectively.
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